- Choose from 15 Leading Templates. (25%) *, Review mutual fund financial statements created by third-party fund accounting agent to ensure information is accurate, properly reflects the funds’ financial position and includes all disclosures required by GAAP and/or SEC regulations. RESUME WORLD INC. 1200 Markham Road, Suite 108 Toronto, Ontario M1H 3C3 Telephone: 416-438-3606 – email: info@resumeworld.ca CAREER PROFILE A Senior Executive with over 15 years of progressive experience within the Insurance/Fund Industry, with specific expertise in Investment/Life Operations, Back Office Administration, Technology Mutual Fund Officers Resumes: Training / Expertise: Knowledge About All Mutual Fund Operation Work: Experience : 1-2years of Exp. Resolve issues and respond to requests from external auditors during annual audits of the RBC Funds. Last Name, Please accept my attached application for your open Portfolio Manager position. Demonstrated ability to effectively interact and communicate with all levels of staff and management, Process a variety of client/shareholder mutual fund transactions of varying complexity, including new account set ups, purchases, redemptions, exchanges, and account maintenance within work standards for productivity and accuracy, Analyzes prospectus, signature guarantee, trust agreements, qualified plan prototypes, wills, divorce decrees, corporate resolutions, load structures, and breakpoints, Working knowledge of the securities/mutual fund industry, terminology, rules, regulations, practices and procedures gained through experience working within the industry or through post-secondary education, Excellent oral and written communication, mathematical, PC, and customer service skills, At least one year of previous banking, financial services, retail, and/or customer service experience or exposure, Or more of previous banking, financial services, retail, and/or customer service experience or exposure, Experience processing mutual fund, financial, and/or corporate security transactions via phones, correspondence, and/or quality reviews, Oversee end to end mutual fund order processing, contacting fund companies/outsourcing client as needed, Service multiple clients, identify problems and achieve resolution independently by using resources throughout the division. Mutual Fund Lead Ops Specialists are also responsible for identifying, reporting, tracking and assisting with resolution of system and operational issues, Ensure compliance with regulatory requirements and adapt to regulatory changes. A masters in tax or LLM is desirable, Financial services industry experience is highly preferred, Demonstrated ability to research tax issues, Knowledge of financial product taxation issues (e.g., taxation of derivatives, PFICs, REITs, Debt, etc), Ability to apply common sense understanding to specific tax matters, A passion for investing and a dedication to providing superior research, Ability to think creatively about investments including due diligence, managers, and the markets in which they invest, Experience doing due diligence and/or oversight on equity, fixed income and/or alternative strategies or mutual funds, Solid analytical skills, good judgment, and a high tolerance for change, Ability to drive to results while being able to re-prioritize as needed, Unimpeachable ethical standards, with an innate ability to build trust and strong relationships, Ability to cogently communicate research and investment content both orally and written to different audiences, including investment managers, advisors, executive management, and clients, Emphasis on asking questions and challenging standard answers and analysis, 3-5 years of experience in the financial services industry, ideally in a broker/dealer, FINRA Series 7 and 66 license required (either have or be willing to obtain soon after hiring), Conduct outbound call campaigns to drive focus opportunities, Participate in mutual fund company meetings to become familiar with product solutions and product changes, Series 7 and 66 preferred, required within 4 months of joining the desk, The Mutual Fund & Key Accounts Product Manager will work extensively with the sales organizations (PWM FAs, NIC and RMs), Consumer Global Wealth Management Team , Private Bank and 3rd Party Providers to develop, manage and education on products including: Mutual Funds (domestics & offshore), ETFs, UITs and 529s to ultimately drive revenue. If you are an employer seeking qualified job seekers for your Fund Accountant position, read our sample job description below and revise it to meet your company's specific job duties and requirements. Back-office functions … Prepares and delivers ad hoc reporting, presentations, and training programs as needed, Cultivate new and enhances existing relationships with Mutual Fund Operations internal and external business partners and clients. Be able to explain the differences between the products to advisors, clients and internal business partners, Ensure compliance with regulatory requirements and adapt to regulatory changes. Free mutual fund template for PowerPoint is also compatible with Microsoft PowerPoint 2007 and 2010 and perfect for making decisions and mutual fund projects. (25%) *, Provide support for the creation of materials for quarterly meetings of the RBC Funds’ Board of Trustees and its committees.   •  Balance resource requirements across sub-teams and ensure adherence to def... •  Operate within complex programs that incor... •  Skills: Strong communication skills, both ... •  Strong drive for action, excellent inter-p... Receives phone calls from mutual fund companies regarding trades, networking, balancing items that have rejected or pended, Manually places trades for funds that are not Fund/SERV eligible; this includes phone in orders and mail order redemptions. A Banking & Finance Back Officer reports to the local management and to the hub headquarters. Going for an investment banking position? Ability to function as a member of a team dedicated to quality customer service, Solve-resolve more complex (transactional issues) for the team, Responsible for associate development and coaching, Provide direct, actionable feedback and celebrate successes, Bachelor’s degree in accounting, finance or business-related area or equivalent work experience, Analytical Skills: Ability to asses information and formulate decisions timely, Customer Service Skills: Ability to meet and/or exceed customer expectations, Determining and monitoring best-in-class fund/strategies through in-depth quantitative and qualitative analysis, Working with country businesses in selecting strategies for Onshore Country Focus Funds List, Interview and interact with managers and senior management of Investment Management Companies (IMCs), Able to formulate and articulate his/her assessment of IMCs and their respective funds both verbally and in formal research reports, Perform change management and provide timely updates/impact analysis to management and covered businesses on changes to IMCs and their funds, Select mutual funds for fund-based model portfolios in Asia and work with members of Regional Wealth Management team to recommend strategies that align with Citi house views, Time to time, to conduct fund due diligence on behalf of Citi Private Bank, Asia, Manage the selection of ETFs for Citi Asia ETF Focus List which is utilized by Citi Consumer Bank in Asia, Minimum of 8 years mutual fund industry experience, Manager selection or Fund-of-Fund portfolio management experience is preferred, Robust understanding of capital markets and investment cycles, Bachelor’s degree from a recognized university, Able to work in fast-paced environment, flexible and able to contribute as a team member, Cooperative, supportive and responsible for duties assigned, Able to interact successfully with peers and seniors across functional departments and even across different countries/regions, Degree holder, preferably in economics or finance, Candidate with more experience would be considered to a senior role, HKSI LE Papers 1, 7 and 8 or equivalent is preferred, Sound knowledge in investment products preferably on mutual funds, Experience on compiling product program is an advantage, Good interpersonal skills and presentation skills, To be able to deal with people at all levels, Good command of written and spoken English and Chinese, University Graduate in Business Management / Finance Discipline, Bachelors Degree, preferably finance or business, Strong verbal & written communication skills, Ability to work independently & as part of a team, Ability to work in a fast paced environment with definitive dedlines, Ability to multi-task in that environment and hanfdle multiple items or projects at once, as well as the ability to set priorities among competing demands, Understanding of technology and system process flow, Knowledge of Microsft Office, WORD, EXCEL required, Plan and monitor the production of funds’ expense budgets for an assigned group of expense types as well as perform review functions. The sample below is for a Mutual Fund Supervisor Resume. Pricing and reconciliation of Schwab's books and records, Stock and cash breaks research and resolution, Attention to detail, and accuracy are basic expectations of the role, Contact with internal and external business partners occurs daily, Provide coaching and direction to the team as needed, Review and coordinate to ensure all required filings are completed timely and accurately, Review all filings for accuracy and completeness prior to filing, Complete monthly income allocation process for Lincoln Investment Advisors Corp (LIAC), Prepare and analyze quarterly financial reporting for LIAC, Act as Business Resource for the Fund Administration Teams within Separate Account Financial Operations. 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